Financial Services
Compliance & Disclosure Review Agent
Turn rule checking and disclosure review into a repeatable process instead of relying on individual experience.
Rule engineHybrid retrievalLow-confidence routingEnd-to-end tracingPrivate deployment
The Problem
Reviews depend on whoever reads the file, so two reviewers reach different conclusions. Rules change often, forcing re-checks of past material, and the review itself leaves no trail to audit after the fact.
How We Build It
- 1Structure each rule and map it back to the corresponding clause in the source text
- 2Retrieval-augmented clause-by-clause comparison returning a verdict, evidence and a confidence score
- 3Route low-confidence findings into a ranked human review queue
- 4Trace every step end to end so any verdict can be replayed by document or by rule
Core Technologies
- Rule engine
- Hybrid retrieval
- Low-confidence routing
- End-to-end tracing
- Private deployment
Metrics We Recommend Tracking
Actual numbers depend on your data volume and how the process runs today — we establish a baseline during scoping, then measure against it.
Review time per document
Share of clauses needing human review
Cross-reviewer agreement rate on the same file
Re-run coverage of historical material after a rule change
Wondering whether it works for you?
Walk us through the process. We will tell you whether automation is worth it and where the bottlenecks are.